 Research
 Open Access
 Published:
Link performance model for filter bank based multicarrier systems
EURASIP Journal on Advances in Signal Processing volume 2014, Article number: 169 (2014)
Abstract
This paper presents a complete link level abstraction model for link quality estimation on the system level of filter bank multicarrier (FBMC)based networks. The application of mean mutual information per coded bit (MMIB) approach is validated for the FBMC systems. The considered quality measure of the resource element for the FBMC transmission is the received signaltonoiseplusdistortion ratio (SNDR). Simulation results of the proposed link abstraction model show that the proposed approach is capable of estimating the block error rate (BLER) accurately, even when the signal is propagated through the channels with deep and frequent fades, as it is the case for the 3GPP Hilly Terrain (3GPPHT) and Enhanced Typical Urban (ETU) models. The FBMCrelated results of link level simulations are compared with cyclic prefix orthogonal frequency division multiplexing (CPOFDM) analogs. Simulation results are also validated through the comparison to reference publicly available results. Finally, the steps of link level abstraction algorithm for FBMC are formulated and its application for system level simulation of a professional mobile radio (PMR) network is discussed.
Introduction
Orthogonal frequency division multiplexing (OFDM) is the dominant high data rate telecommunications physical layer (PHY) technology used by, among others, IEEE 802.11a/g (WiFi)[1], IEEE 802.16 (WiMAX)[2, 3], and 3GPP Long Term Evolution (LTE)[4]. Widespread adoption of OFDM is motivated by factors like efficient signal processing based on the fast Fourier transform (FFT), robustness in frequency selective channels, simple equalization, etc. However, OFDM might not be an optimal solution in future wireless networks due to its inherent limitations.
One of the objectives of future wireless communication systems is to utilize fragmented spectrum efficiently. Currently, professional mobile radio (PMR) networks occupy a number of narrow frequency bands (mainly allocated in the 410 to 430 MHz band in the European Union) allocated to public service and safety professionals according to the TETRA[5] and Tetrapol[6] standards. However, it would be greatly beneficial to deploy broadband data communication services within the spectrum currently devoted to the PMR network[7], making use of the advantages of cognitive radio. In order to utilize the spectrum efficiently, the multicarrier (MC) transmission scheme should be capable of identifying and exploiting unused frequency gaps, coexisting with other users or services occupying the spectrum around these gaps. Transmission of signals using such MC modulation scheme should produce only negligible interference to already operating wireless communication systems. OFDM has a poor spectral localization in frequency (13dB attenuation at the first side lobe) due to the rectangular impulse used for modulation. It results in a potentially high intercarrier interference (ICI) in nonsynchronized transmission and strong outofband emission. Hence, OFDM is not capable of fulfilling the strict interference requirements for coexistence with the PMR network, unless a lot of subcarriers are used as a guard band, which significantly reduces the OFDM spectral efficiency advantage. There are several proposals to address OFDM’s poor spectral containment, including weighted FFT, guard frequencies, application of additional windowing, etc.[8–10], trading off signal processing complexity, and loss in spectral efficiency.
A promising MC modulation alternative is the filter bank based multicarrier (FBMC) technique, which usually modulates a prototype filter with tight frequency localization to obtain frequency localized subcarriers. One of the first FBMC realizations was the OFDM offset quadrature amplitude modulation (OFDM/OQAM) scheme, with isotropic orthogonal transform algorithm (IOTA), where orthogonal pulse shapes were constructed from Gaussian functions[11]. By weakening the requirement of strict orthogonality of the signal basis, even better localization properties can be achieved with the socalled nearlyperfectly orthogonal filter banks (FBs). Figure1 shows the better spectral containment of the FBMC signal, by comparing power spectral densities (PSD) of a FBMC with a regular OFDM signal. Here, a pulse shaping function, developed by the PHYDYAS project[12], for the construction of FBMC symbols is used. Recently, advanced FBMC techniques have received renewed interest due to their potential suitability for 5th generation (5G) systems. The fast convolution filter bank (FCFB) technique described in[13] extends the system flexibility of FBMC in the case of noncontinuous spectrum. Nonorthogonal or generalized frequency division multiplexing (NOFDM or GFDM) schemes presented in[14, 15] and nonuniform FBs proposed in[16] exhibit potential gains over OFDM. In this paper, we focus on the orthogonal uniform FB (OFDM/OQAM), for which efficient polyphase realizations are available[17].
Additionally to the benefits provided by FMBC, we should also mention the drawbacks of FBMC compared to OFDM. The absence of the cyclic prefix (CP) in the FBMC increases spectral efficiency but also reduces robustness to channel fades in multipath propagation scenarios, where symbol distortion, caused by ‘only real’ orthogonality of the FB basis functions, appears. This problem can be solved by utilization of advanced but more complicated channel estimation and equalization for FBMC on subcarrier level. The PHYDYAS project demonstrated FBMC performance improvements over OFDM in a WiMAXlike communication system, mainly on the link level[18, 19]. In order to assess the advantages of FBMC technology on the fragmented spectrum even further, it is necessary to evaluate its performance in PMR scenarios and compare it to an OFDM reference system on both, the link and the system levels.
The modern process of new technology development and evaluation always includes computer simulations as an important stage of the study. Modeling the whole network infrastructure, together with detailed simulation of the individual communication links, is hardly feasible and poses high computational complexity. Therefore, traditionally, a twolevel architecture is adopted for network behavior analysis, testing, and evaluation, where link level and system level simulations are performed independently. The goal of the link level simulator is to estimate the performance of PHYrelated mechanisms of transmitter and receiver under different propagation conditions. The purpose of the system level simulator is to evaluate the performance of the whole network in terms of throughput, capacity, coverage, quality of service, radio resource management, etc. In order to avoid costly link level simulations for estimating each link quality, a simplified but accurate link abstraction model has to be implemented. This model is generally realized as follows. First, extensive link level simulation campaigns are performed in order to estimate the link quality in different propagation conditions in terms of a chosen performance metric. Later, the outcome of these simulations is used to calibrate the link level abstraction model for system level simulations. The main function of the link level abstraction model is then to keep the performance characteristics sensible to the transmission mode and propagation conditions, but the link quality estimation has to be simple enough to be feasible on the system level. In this paper, the mean mutual information per coded bit (MMIB) effective signaltonoise ratio (ESNR) method is considered as the principal linktosystem mapping approach. This method has already demonstrated good performance for OFDMbased systems[20]. In particular, the SNR is used as a link quality measure in the ESNR approach on the link level. We assume that the noise component includes the interference, even though it is not simulated explicitly. On the system level, the intercell interference should be taken into account. On the system level, a link level abstraction model is used with signaltointerferenceplusnoise ratio (SINR) as an input and with the assumption of intercell interference. The first implementation results of the MMIB approach, together with several alternative link level abstractions for FBMC, have been presented in the earlier works of the authors[21, 22]. The main objective of this paper is to justify the applicability of the MMIB technique as link level abstraction for FBMC transmission in the PMR network. This paper presents the complete model of linktosystem mapping and final performance results for the FBMC transmission, including necessary calibration parameters that can be used for the whole set of channel quality indicators (CQIs) in different channel conditions. The particularity of the FBMC system is addressed by taking into account the distortion at the receiver[23] for resource quality measure estimation.
The rest of the paper is organized as follows: next section introduces the main link level abstraction methods with focus on the effective signaltonoise and interference mapping (ESM) model. In addition, the detailed mathematical derivations for the MMIB approach are provided. In the third section, we introduce the FBMC signal, describe its intrinsic interference, and provide its values for different fading channels. In the fourth section, the link level simulator is described and validated, and the received BLER simulation results for FBMC are analyzed. Section 5 summarizes the MMIB link level abstraction algorithm steps for FBMCbased systems. Conclusions are finally drawn in the 6th section.
Principles of link level abstraction
The main purpose of a link level abstraction model is to determine the value of a performance metric, such as the BLER, based on the instantaneous fading profile and selected transmission parameters. MC systems used in multistate channels can not be treated by link level abstraction models in a similar manner as singlecarrier systems with slowvarying channels. In OFDMbased systems, nonlinear SNR averaging is introduced in the socalled ESM model and the Shannon capacity fitting approach, as illustrated in Figure2.
ESMbased models
Several ESM approaches have been proposed for OFDM transmission. In this paper, the most accurate approach, mutual information ESM (MIESM), is adapted to FBMCbased systems. The general ESM approach allows to predict the link performance accurately and in a simple manner, under different channel and interference conditions and for different modulation and coding schemes (MCSs)[24]. Let a channel state be characterized by K quality measures of time/frequency/space resource elements, denoted by γ_{1},γ_{2},…,γ_{ k },…,γ_{ K }. The general idea of all ESMbased methods is to map these instantaneous quality measures into an effective quality measure, γ_{eff}. It is then mapped to a performance metric (e.g., BLER), in a singlestate channel, through additive white Gaussian noise (AWGN) performance curves via link level simulations. Alternatively, polynomial fitting reference performance curves can be utilized[24]. The ESM mapping model is presented in Figure3.
In order to determine an instantaneous BLER based on the instantaneous fading profile, the ESM model matches the actual block error probability (BLEP) for the instantaneous channel state, to the AWGN BLEP, corresponding to the effective quality measure equivalent.
The effective mapping for the general ESM approach is defined as follows[24]:
where is the specified information measure function[25] and{\mathcal{I}}^{1} its inverse. {γ_{1},γ_{2},…,γ_{ K }} are the resource quality measures, e.g., received postprocessed SNR values, within a coded transport block for MC transmission. If scalars α_{1} and α_{2} are used, they are adjusted through the ESM principle (Equation 1) for a given modulation and coding scheme. This can be done by utilizing a least square fitting between the estimated BLERs and the simulated BLERs on the link level.
The optimum least square fit in the logarithmic BLER domain defines the final adjustment coefficients pair (α_{1,opt},α_{2,opt}), for each modulation and coding scheme as follows:
where BLER_{est} and BLER_{sim} are estimated BLERs and simulated BLERs for the set of effective data samples (Equation 2) mapped from the set of used quality measures, {γ_{1},γ_{2},…,γ_{ K }}, within a coded block of the transmission. Minimization is done over N independent channel realizations.
The mutual information ESM (MIESM) model differs from the general ESM approach in the use of a precise informational measure function and the absence of fitting coefficients. The information measure function for the MIESM model is the MI function. The MIESM approach maps K quality measures to the averaged mutual information (AMI) quality measure.
Then, the AMI is mapped to the BLER value under the assumption of AWGN propagation.
MI can be understood as a measure of the information shared by two random variables x and y. Their mutual dependence can be defined as
where E_{x,y}(·) is the expectation over {x,y}, p(yx) is the conditional probability density function (PDF) of y given x, and p(y) is the marginal PDF of y. The information gain increases with differentiation between p(yx) and p(y). Depending on the choice of the variables x and y, different MIESM methods can be built. If x is the transmitted complex quadrature amplitude modulation (QAM) symbol from a certain constellation and y is its realization at the receiver, distorted by a channel, the received mutual information rate (RMIR) ESM method can be established. This approach is invariable to different bittosymbol mappings, as only symboltosymbol channels are considered. An alternative way is to define MI on the bit channels. This approach brings us to the mean mutual information per coded bit (MMIB) ESM. In literature, it is hard to find complete derivation of the MMIB algorithm presented in a single publication on linktosystem abstraction and since the MMIB is the main model used in this paper, we present its detailed derivation in the following subsection.
Mean mutual information per coded bit ESM model
In MMIB, the discrete random variable x is the transmitted bit. We consider different bit channels x = x_{ i }, where index i stands for the bit position in the modulation symbol and x_{ i } can take only two values: 0 or 1. Consequently,
where y is the received QAM symbol.
Using the Bayes’ theorem, it can be shown that
where, by definition, the loglikelihood ratio (LLR) of a certain value of bit x_{ i } (0 or 1) given y is
Further on, it is necessary to calculate the mean value of the MI for all bits constituting the received symbol y
where μ is the number of bits per QAM symbol.
It is possible to continue further analytic derivations for the easiest case of binary phase shift key (BPSK) modulation with μ = 1. Therefore, we can drop the index i (x_{ i } = x) and consider x as the transmitted symbol that can take two values with equal probabilitiesp(x=1)=p(x=1)=\frac{1}{2}. Consequently, the LLR is calculated as follows:
Similarly, we can find LLR_{x = 1}(y).
Taking these results into account, the MI can be computed as:
Assuming that we transmit symbol x through the AWGN channel, a Gaussian random variable is received
whereE[{n}^{2}]={\sigma}_{n}^{2}=\frac{{N}_{0}}{2{E}_{s}},\frac{{N}_{0}}{2} is a noise variance per real dimension and E_{ s } is the energy per symbol. Consequently, the conditional PDF of y is given by:
Then, from Equation 5, it follows that
which is a linear function of y, is normally distributed with variance{\sigma}^{2}=\frac{4}{{\sigma}_{n}^{2}} and its mean equals to\frac{2}{{\sigma}_{n}^{2}}=\frac{{\sigma}^{2}}{2}.
Using similar derivations, we can get that:
Finally, the expression for the MI can be simplified as follows:
The integral in the expression above can be calculated approximately as[26]:
where a_{1} = 0.04210661, b_{1} = 0.209252, c_{1} = 0.00640081, and a_{2} = 0.00181492, b_{2} = 0.142675, c_{2} = 0.0822054 and d_{2} = 0.0549608.
In case of QPSK or 4 QAM modulations, conditional LLR distributions for bits x_{1} and x_{2} will also be Gaussian, but with means\pm \frac{1}{{\sigma}_{n}^{2}} and variance\frac{2}{{\sigma}_{n}^{2}}=4\frac{{E}_{s}}{{N}_{0}}, therefore the MMIB (Equation 4) can be calculated as
Figure4 shows simulated conditional LLR PDF in 4 QAM case. KolmogorovSmirnov test confirms that it is Gaussian with 0.99 confidence level. Corresponding theoretical Gaussian distribution is also included in Figure4. It has a mean of\frac{1}{{\sigma}_{n}^{2}}=6.37 and a variance of\frac{2}{{\sigma}_{n}^{2}}=12.65, given that SNR = 5 dB and channel is Gaussian. Other parameters used for simulations can be found in Table1.
In the case of 16 QAM and 64 QAM modulations, not all conditional LLRs are Gaussians. However, they can be approximated by a mixture of normal distributions[29]. Consequently, the MMIBs for these modulations can be constructed as a linear combination of functions J(·) with coefficients found by numerical approximation:
Calculation of the MI is one of the core elements of the link abstraction model. Therefore, it is important to confirm that the basic assumptions of the MMIB approach do not change if the OFDM mapping model is adapted to FBMC PHY. Moreover, there are several parameters of the link level simulator that can potentially influence these results. Figure5 illustrates conditional LLR PDFs for 16 QAM modulation obtained from the FBMC link level simulations in the AWGN channel. SNR of the channel is 5 dB and main parameters are shown in Table1. It can be observed that for two bits of the 16 QAM symbol, conditional LLR PDFs are still Gaussian with 0.99 confidence level. However, conditional distributions for the other two bits can be approximated by a linear combination of two Gaussian distributions.
Next, received distributions for 4 QAM and 16 QAM are exactly the same, as reported in IEEE 802.16 specifications[30]. We expect that the same result is true for 64 QAM as well, because the LLR definition is kept without changes. MMIB functions are calculated from conditional LLR distributions; therefore, we can conclude that they are the same for the FBMC transmission and for the OFDM transmission in the AWGN channel. Consequently, functions (Equations 6 to 8) are suitable to be a measure function for the link abstraction model for FBMC. Figure6 presents the MMIB functions used in MIESM mapping to calculate the mean MI quality measure. These MI functions can be utilized for both OFDM and FBMC transmission.
However, the link level performances for FBMC and OFDM transmission in fading channel differ due to an extra intersymbol interference inherent to OFDM/OQAM based FBMC, as explained in the next section. This difference will require the modification in the channel quality measure, used as an input for the MI calculation in the MMIB linktosystem mapping algorithm.
FBMC technology and intrinsic interference
The transmitted discretetime FBMC signal can be described as follows:
where M is the even number of subcarriers, n is the time index at the synthesis filter bank (SFB) output with sampling rate\frac{M}{T}, and T is the symbol duration. Real information symbols d_{l,m} represent the real and imaginary parts of complex QAM symbols[31]. The impulse response of SFB subcarrier m for each of these real modulation symbols is:
where

g[n] is the prototype filter impulse response,

L_{ g } is the prototype filter length,

j=\sqrt{1},

θ_{l,m} = j^{l+m} is the phase mapping coefficient,

m ∈ {0,1,⋯,M  1} is the subcarrier index,\frac{1}{T} is the subcarrier spacing,

l is the time index at FBMC real symbol rate\frac{2}{T}.
Therefore, the FBMC signal s[n] in Equation 9 is constructed as a linear combination of functions with information symbols d_{l,m}, similarly to the OFDM principle. In order to have better subcarrier localization in the frequency domain, the regular orthogonality between the SFB at the transmitter and the analysis filter bank (AFB) at the receiver is reduced to real orthogonality. In this paper, we consider the offset QAM (OQAM) case, where the AFB and SFB are basically the same. It is worth mentioning, however, that in generic FBMC systems, this may not hold. Perfect reconstruction of real symbols after propagation through the distortionfree channel in OQAM is achieved with the real orthogonality condition
where ∗ denotes complex conjugation and{\delta}_{l,{l}_{0}} is Kronecker’s delta symbol. For filter banks with nearly perfect reconstruction, condition (Equation 11) is fulfilled approximately. Pulse shapes with even better frequency localization may be used if higher approximation is needed. Note that the imaginary part,\mathfrak{I}\left\{\u3008{g}_{l,m},{g}_{{l}_{0},{m}_{0}}\u3009\right\}, is not equal to zero but constitutes an extra interference after propagation through the channel with complex impulse response. For comparability purposes, an FBMC design should keep the same system characteristics as used in OFDM, such as number of subcarriers and subcarrier bandwidth. However, to transmit real information symbols, the OQAM real symbol period should be taken as\frac{T}{2} to obtain the same data transmission rate as in OFDM. Finally, the prototype filter has length L_{ g }, which is usually taken as a multiple of M. Filters are overlapping not only in the frequency domain, but also in the time domain. This means that time multiplexing is observed in FBMC systems and the CP cannot be utilized.
The transmitted FBMC signal is filtered by a timevarying channel with impulse response h(t,τ), with a maximum delay spread △, and an additive noise η(t). The received discretetime signal r[n] can be represented as a convolution of s[n], with sampled channel impulse response h[l,i] of finite length I (i = 0,1,⋯,I  1;\u25b3=(I1)\frac{T}{M}):
where η[m] is complex AWGN, whose real and imaginary parts are statistically independent. It is assumed to be zeromean Gaussian with input noise power E(η[n]η^{∗}[ n]) = N_{0}. Here, the operator stands for convolution. The channel is assumed to be static during an OQAM symbol period\frac{T}{2}.
The received signal can be evaluated as follows:
where{\beta}_{l,m}={e}^{j2\pi m\left(\frac{l}{2}\frac{{L}_{g}1}{2M}\right)}, and the noise component is omitted for the sake of clarity of presentation.
Next, we are going to present the received signal as an expansion with components, whose absolute values decay as a power of M. This asymptotic approach shall permit the analytic calculation of the firstorder approximation for the FBMC interference power.
Remember that g[n] is constructed by sampling the continuous prototype filter impulse response g(t) at sampling frequency\frac{M}{T}. Therefore,
If M is big enough and I ≪ M, Tailor series can be applied at point\left(\frac{n}{M}\frac{l}{2}\right)T as follows
Consequently,
To evaluate the last sum in Equation 13, the discretetime Fourier transform (DTFT)[32] of the channel impulse response h[l,i] is considered as
The rth derivative of channel frequency response H_{ l }(f) is given by
Since h[l,i] has a finite delay spread, it equals to zero in all points outside the interval i ∈ [0,I  1]. Consequently, as far as M > I, we can take DFT of length M instead of I for h[l,i]i^{r}:
This result can be used to rewrite the received signal (Equation 13) as follows:
where{g}_{l,m}^{(r)}[n]={\theta}_{l,m}{\beta}_{l,m}{\left(\frac{T}{M}\right)}^{r}{g}^{(r)}\left[nl\frac{M}{2}\right]{e}^{j\frac{2\pi}{M}\mathit{\text{mn}}}.
At the receiver, the AFB demodulates the signal. The real symbol{d}_{{l}_{0},{m}_{0}} is detected from the received signal as
Accordingly,
We consider zeroforcing equalization of the received signal by a filter that implements a direct channel inversion, i.e. the multiplication by H^{1}[l_{0},m_{0}] in the latter equation. Ignoring the contribution of the AWGN, the estimated real symbol is given by
where
is a complex valued term. It can be interpreted as an asymptotic approximation of the residual intersymbol interference due to the channel spreading. In the case of a quasistatic channel (H[l,m] = H[m]), the analytic expression of the residual error power (REP) is derived in[23]. At the output of the mth subcarrier of the equalizer, the firstorder (r = 1) approximation of the REP has the form as
where\frac{{P}_{s}}{2} is the power of the independently and identically distributed real and imaginary parts d_{l,m} of the QAM symbols. G is a constant determined by the shape of the pulse g[n] and its firstorder derivative. In case of the PHYDYAS pulse, G = 1,086.9.Equation 15 shows that the distortion strongly depends on the channel impulse response variability, as illustrated in Figure7, where channel frequency responses and values of distortion power are plotted for PedestrianA (PedA) and 3GPP Hilly Terrain (3GPPHT) channel models. It can be easily noticed that higher variations in channel PSD cause an increase in REP. Figure8 shows the PDFs of the distortion power for a bigger selection of commonly used channel models. Results confirm that higher frequency selectivity conditions result in higher residual persymbol interference.
These findings should be taken into account when designing an accurate FBMC PHY performance model. In order to adjust the channel quality measure in case of FBMC transmission, the postprocessed signaltonoiseplusdistortion ratio (SNDR) should be used instead of the SNR. Consequently, the subcarrier resource quality measure values γ_{ k } = γ_{ m } for Equation 3 should be calculated in the following way
where the noise power{P}_{n}[m]=\frac{{N}_{0}}{{H[m]}^{2}}. The evaluation of a link abstraction model for FBMC based on SNDR rather than on regular SNR can be done only through simulations. The next section is devoted to this topic.
Link abstraction model simulation results
We analyze the output of a MATLABbased link level simulator in order to evaluate the FBMC link performance model. The performances of both CPOFDM and FBMC PHYs are compared and validated.
Simulation scenarios
In the current study, we consider a 5MHz transmission bandwidth with a sampling frequency of 7.68 MHz and a transform size of 512 (15kHz subcarrier separation). The FBMC transmitter and receiver use the PHYDYAS project prototype filter[31], with overlapping factor K = 4. The transmission is divided into subframes of 14 MC symbols in CPOFDM and 15 MC symbols in FBMC, since the time dedicated to the CP in OFDM can be dedicated to another MC symbol in FBMC. The minimum resource allocation in the frequency domain occupies 12 subcarriers, like an LTE physical resource block (PRB). The bit error rate (BER) and BLER performances are measured on LTE physical downlink shared channel (PDSCH)like allocations spanning over 11 (12 in FMBC case) of the 14 (15 in FMBC case) MC symbols, leaving three initial MC symbols for hypothetical control information. The simulation parameters are summarized in Table1.
Each simulation scenario in our study is related to a certain modulation type and coding rate (CR). These two parameters, together with the number of PRBs and the frame structure, determine the coding block size (CBS). It is necessary to mention that we use the term CQI to specify the modulation and coding scheme (MCS), as it is explicitly defined in[27].
Additionally, the parameters of channel model and waveform determine the scenario. Channel impulse response and energy per bit to noise power spectral density ratio (E_{ b }/N_{0}) are variable in order to show the BLER performance under different propagation conditions. To calculate the error rate, it is necessary to simulate sufficient number of coding blocks (CBs). Therefore, each BLER E_{ b }/N_{ o } or BLERSNR point is estimated as a result of 10,000 independent drops, where each drop includes the following main steps:

1.
Generation of random bit sequence in accordance with specified physical resources and coding rate.

2.
Turbo encoding.

3.
Mapping of encoded bits to QAM symbols.

4.
Generation of MC signal depending on the selected waveform (CPOFDM or FBMC). This step includes the calculation and insertion of pilots and the addition of the CP to the OFDM symbol.

5.
Estimation of the signal distorted by the channel.

6.
MC demodulation of the received signal.

7.
Signal equalization. Channel estimation and synchronization from pilots are supported by the simulator, but are not utilized due to perfect channel knowledge assumption at the receiver.

8.
Soft symbol to bit demapping. The LLR of every received bit is calculated.

9.
Turbo decoding, where LLRs calculated at the previous step are used as an input.

10.
Calculation of BER and decision if CB is received correctly.
Due to the large amount of independent drops, the simulation of each scenario is rather time and computation powerconsuming. For that reason, in this paper, we show the results for three main representative scenarios, with parameters summarized in Table2. In the first two scenarios, the whole subframe is used for data transmission limiting the CB sizes to 1,248 and 4,864 bits, respectively. In the third scenario, the number of PRBs is equal to 14, since the maximum CB size of 6,144 bits is achieved.
Validation of simulation results
First, the results of the link level CPOFDM PHY simulations are validated via comparison of received BLER performance curves with their analogs produced by the Vienna LTE simulator[33]. The importance of such examination is emphasized by the fact that AWGN BLER curves are the reference used for BLER estimation in fading channels. In particular, they are utilized in the system level simulator for link level abstraction.
In our study, the simulations are performed for varying E_{ b }/N_{ o }. The SNR is calculated in the following way
where μ is the number of bits per symbol (equals to 2 for 4 QAM, 4 for 16 QAM, and 6 for 64 QAM), E_{ cp } takes into account the inefficiency of the CP, and E_{ g } is responsible for the guard subcarriers as follows
Comparison results are presented in Figure9 for CQI 3, 7, and 11. Red performance curves (BLER versus SNR in AWGN channel) are produced by our simulator with parameters presented in Table2. Additionally, Figure9 shows BLER curves for CQI 3, with CBS equal to 152 and 4,992. Blue performance curves (BLER versus SNR) are provided by the Vienna LTE simulator for each CQI and various CBSs[34]. The latter curves have been taken from the MIESM model[35] of the ns3 system level simulator[36]. The simulation results show that the same character of dependence on CBS is demonstrated for both simulators’ outcomes and the results are close enough. We cannot expect the exact match of the curves, because of the uncertainty in parameterization and possible particularities in implementation of models.
The next step of the verification consists of the comparison of AWGN BLER performance curves produced by our link level simulator for CPOFDM and FBMC PHY. The BLER versus E_{ b }/N_{0} performance curves depicted in Figure10 show the advantage of FBMC over the CPOFDM system. First, it is achieved due to the absence of CP as follows directly from Equation 17. Additionally, freed resources in time domain can be used to transmit one extra symbol per subframe in FBMC case. Therefore, longer CBS for given CR can be utilized. For scenarios from Table2 presented in Figure10, OFDM CBSs are 1,120; 4,416; and 5,568, correspondingly.
Finally, Figure11 presents the full set of BLER performance curves for FBMC PHY, produced for the AWGN channel. Notice that the proposed link level abstraction model requires the use of BLER versus MMIB performance curves. The following accurate approximation can be used[29]
where constants b_{CQI,CBS} and c_{CQI,CBS} are fitting parameters determined for a given CQI and CBS, and erf(·) is the Gaussian error function. This approach facilitates the BLER calculation on the system level, since only two parameters for each curve are needed. Several examples of this fitting are presented on Figure12. The values of the fitting parameters can be found in Table3. In general, these parameters can be precalculated for each combination of CQI and CBS.
FBMC performance in fading channels
Up to this point, simulation results only consider an AWGN channel. However, it is also necessary to show how the proposed link level abstraction model works in fading channels. The behavior of the corresponding BLER curves can be observed in Figure13, for the scenarios from Table1. As expected, the PHY performance decreases in comparison to the AWGN channel. Moreover, for 64 QAM modulation, a floor is observed for 3GPPHT channel, since a onetap equalizer cannot cope with the channel distortion and the BLER does not decrease even at low noise levels. This fact confirms the dependence on the additional distortion intrinsic to the FBMC PHY, as discussed in the previous section. However, more advanced equalizers are capable to suppress better the remaining interference, as shown in[37].Furthermore, simulation results show that the quality of the FBMC PHY performance model strongly depends on the value of the distortion. To demonstrate this effect, we present the comparison of estimated and simulated BLERs in the case of 16 QAM and 64 QAM modulations for highly fading channels. In particular, in Figure14, the results of BLER mapping for several realizations of 3GPPHT channel are presented according to the ESM principle (Equation 1).
The average MMIB values (Equation 3) for the upper graph are calculated when the regular SNR is taken as channel quality measure γ_{ k }. In the lower graph, SNDR values (Equation 16) are used instead. Arrows in the upper graph show the difference between estimated and simulated BLER values. The link performance model error can be quantified, expressing it in terms of the mean square error (MSE):
where N is the total number of independent simulations.Figure14 shows that the MSE considerably decreases from 4.74 (upper graph) to 0.14 (lower graph) due to the utilization of the SNDR as channel quality measure.
A similar trend can be observed in Figure15, where simulated and estimated BLERs for CQI 11 over different ETU channel realizations are illustrated. From the upper graph, it can be clearly seen that traditional SNR quality measure cannot efficiently cope with the interference. In this case, it makes no sense to calculate the MSE, because the errors are too high. However, if we account for distortion (Equation 15) in the lower graph, we get on average MMIB  BLER points much closer to the desired AWGN BLER curve. The floor in the BLER curves, as already observed in Figure13, can also be seen in Figure15. This effect, which becomes visible for higherorder modulations, cannot be fully predicted by the reference AWGN BLER curve, because it assumes an infinite decrease of the BLER with increasing SNR. However, this problem can be addressed in practice by introducing a lower limit for the validity of the estimated BLER. For example, for 64 QAM, it could be set at 10^{4}.
MMIB link level abstraction of FBMCbased systems
We summarize here the steps of the link abstraction algorithm as follows:

The set of fitting coefficients b_{CQI,CBS} and c_{CQI,CBS} for MMIBBLER AWGN curves from Equation 18 (see Figure12) are precalculated and stored (see Table2).

SNDR values (Equation 16) are used as channel quality measures. γ_{ k } are calculated for every resource element of the subcarrier allocated for the transmission of the CB.

MMIB values are calculated according to Equations 6, 7, or 8 for each γ_{ k } depending on the modulation defined by the CQI (see Figure6).

MMIB values calculated in the previous step are averaged according to Equation 3.

The error rate of a given CB is calculated according to Equation 18 with the average MMIB value as an input.
As a result of the research presented in this paper, it can be concluded that the signaltointerference, noise and distortion ratio (SINDR) should be included into FBMCbased system level simulator as a part of the CB error estimation model. The ns3 open source LTE (Long Term Evolution)EPC (Evolved Packet Core) network simulator module LENA[38] can be considered as a promising tool for future FBMC research. The MMIBbased link abstraction model for OFDM is already realized there[39]. Fastfading samples for timefrequency instances are precalculated for the specific channel model, mobile velocity and carrier frequency.
With respect to the LTE implementation provided by ns3, modifications are needed to extend the simulator’s models to the PMR scenario. Regarding to the FBMC link performance model, the distortion samples have to be precalculated at RB resolution simultaneously with fastfading samples. The constant SINDR value for each RB has to be evaluated according to Equation 16. Link level lookup tables for MI versus SINDR and for BLER values versus MMIB in AWGN channel, for the full set of modulation and coding schemes need to be available in correct format as a simulator input. Finally, the error model has to be adapted to utilize the MMIB link level performance model for the FBMC transmission.
Conclusions
In this paper, we have presented a generic MMIBbased framework for link level abstraction of FBMCbased systems, and we have analyzed and verified it by link level simulations. The intrinsic distortion of FBMC signals in fading channels, due to the real orthogonality of the FB, is derived analytically. It can be expanded with the terms decaying as the power of\frac{1}{M}. The PDFs of firstorder residual error power are presented for the most commonly used channel models. Simulation results show that this distortion should be taken into account in the link level abstraction model. As a result, the quality measure of the resource element that we propose to consider for the FBMC transmission is the received SNDR.
The mean MI model via the MMIB approach has been deeply analyzed for suitability to the FBMC transmission and verified by simulations. The simulation results have shown that conditional LLR distributions do not differ for CPOFDM and FBMC transmission techniques in AWGN channel. Therefore, the same approximations of MMIB functions for 4 QAM, 16 QAM, and 64 QAM modulations can be utilized in the case of the FBMC transmission. The FBMCrelated results of the link level simulations have been compared with the corresponding CPOFDM performance. It has been confirmed that BLER performance curves for both technologies in AWGN channels are the same. Additionally, simulation results in CPOFDM scenarios have been validated, comparing them to publicly available reference results from the Vienna LTE simulator. FBMC BLER performance curves have been presented for several channel models, such as PedB, ETU, and 3GPPHT.
Finally, we conclude that the traditional MMIBbased link abstraction model cannot be used in high fading channels for the FBMC transmissions, especially with higherorder modulations. The proposed model with distortion correction is kept simple and is more accurate, and it can be efficiently used for linktosystem mapping in the FBMC case. Future work will include studying the performance of the developed link abstraction model in cases of more advanced receivers, nonideal channel estimation, and in the presence of interference. Additionally, system level simulations with the ns3 simulator in a broadband PMR network scenario applying the proposed link quality estimation are also a topic for future research.
References
Telecommunications and Information Exchange Between Systems  Local and Metropolitan Area Networks  Specific Requirements  Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY) Specifications IEEE Standard for Information Technology IEEE Std 802.112007 (Revision of IEEE Std 802.111999) (2007)
Part 16: Air interface for fixed and mobile broadband wireless access systems. Amendment 2 Physical and medium access control layers for combined fixed and mobile operation in licensed bands and corrigendum 1 IEEE Standard for Local and Metropolitan Area Networks IEEE Std 802.16e2005 and IEEE Std 802.162004/Cor 12005 (Amendment and Corrigendum to IEEE Std 802.162004) (2006)
WiMAX Forum: Mobile System Profile. Release 1.0 Approved Specification, Revision 1.5.0 2007.
3GPP TSGRAN, TS 36.211 Physical channels and modulation. Release 8 (2009)
ETSI: TR 102 580 V1. 1.1 Terrestrial Trunked Radio (TETRA). 2007.
TETRAPOL Open, Digital, Purposebuilt Professional Mobile Radio (PMR) Technology.http://www.tetrapol.com
Renfors M, Bader F, Baltar L, Le Ruyet D, Roviras D, Mege P, Haardt M, Stitz TH: On the use of filter bank based multicarrier modulation for professional mobile radio,. In Proceedings of 77th Vehicular Technology Conference (VTC 2013). Dresden, Germany; 2013.
Sahin A, Arslan H: Edge windowing for OFDM based systems. Commun. Lett. IEEE 2011, 15(11):12081211.
Yuan Z, Wyglinski AM: On sidelobe suppression for multicarrierbased transmission in dynamic spectrum access networks. Vehic. Technol. IEEE Trans 2010, 59(4):19982006.
Chen HM, Chen WC, Chung CD: Spectrally precoded OFDM and OFDMA with cyclic prefix and unconstrained guard ratios. Wireless Commun. IEEE Trans 2011, 10(5):14161427.
Le Floch B, Alard M, Berrou C: Coded orthogonal frequency division multiplex [TV broadcasting]. Proc. IEEE 1995, 83(6):982996. 10.1109/5.387096
Physical layer for dynamic spectrum access and cognitive radio (PHYDYAS) project http://www.ictphydyas.org/
Renfors M, YliKaakinen J, Harris F: Analysis and design of efficient and flexible fastconvolution based multirate filter banks. IEEE Trans. Signal Process 2014, 62(15):37683783.
Kozek W, Molisch AF: Nonorthogonal pulseshapes for multicarrier communications in doubly dispersive channels,. Select. Areas Commun. IEEE J, 1998, 16(8):15791589. 10.1109/49.730463
Fettweis G, Krondorf M, Bittner S: GFDM  generalized frequency division multiplexing. Vehicular Technology Conference, 2009. VTC Spring 2009. IEEE 69th IEEE Piscataway 2009, 14.
Josilo S, Pejovic M, Nedic S: Nonuniform FBMC  a pragmatic approach,. In Wireless Communication Systems (ISWCS 2013), Proceedings of the Tenth International Symposium On. VDE Berlin; 2013:15.
Siohan P, Siclet C, Lacaille N: Analysis and design of ofdm/oqam systems based on filterbank theory. Signal Process. IEEE Trans 2002, 50(5):11701183. 10.1109/78.995073
Stitz TH, Ihalainen T, Viholainen A, Renfor M: Pilotbased synchronization and equalization in filter bank multicarrier communications. EURASIP J. Adv. Signal Process 2010., 2010: doi:10.1155/2010/741429
Zhang H, Le Ruyet D, Roviras D, Medjahdi Y, Sun H: Spectral efficiency comparison of OFDM/FBMC for uplink cognitive radio networks. EURASIP J. Adv. Signal Process 2010. doi:10.1155/2010/621808
Olmos J, Ruiz S, GarcíaLozano M, MartínSacristán D: Link abstraction models based on mutual information for lte downlink. COST 2100 TD 2010, 10: 118.
Petrov D, Gonchukov P, Stitz TH: Link to system mapping for FBMC based systems in SISO case. In Wireless Communication Systems (ISWCS 2013), Proceedings of the Tenth International Symposium On. VDE Berlin; 2013:15.
Oborina A, Ibars C, Giupponi L, Bader F: Link performance model for system level simulations of filter bank multicarrierbased systems in PMR networks. Wireless Communication Systems (ISWCS 2013), Proceedings of the Tenth International Symposium On 2013, 15.
Mestre X, Majoral M, Pfletschinger S: An asymptotic approach to parallel equalization of filter bank based multicarrier signals. Signal Process. IEEE Trans 2013, 61(14):35923606.
Brüninghaus K, Astély D, Salzer T, Visuri S, Alexiou A, Karger S, Seraji G: Link performance models for system level simulations of broadband radio access systems. In Proceedings of the 16th IEEE International Symposium on Personal, Indoor and Mobile Radio Communication: September 2005. Berlin, Germany; 2005:23062311.
Ericsson: Effective SIR mapping for modeling frame error rates in multiplestate channels. Technical Report 3GPP2C3020030429010, 3rd Generation Partnership Prohject2 3GPP2 (APR 2003) ftp://ftp.3gpp2.org/
Kim J, Ashikhmin A, van Wijngaarden A, Soljanin E, Gopalakrishnan N: Reverse link hybrid ARQ: link error prediction methodology based on convex metric. Lucent Technologies, 3GPP2 contribution, TSGC WG3 2003.
3GPP TSGRAN: TS 36.213 V9.2.0 Evolved Universal Terrestrial Radio Access (EUTRA); Physical layer procedures. Release 9 2010.
3GPP TSGRAN: TS 36.212 V11.2.0 Evolved Universal Terrestrial Radio Access (EUTRA); Multiplexing and channel coding. Release 11 2013.
Srinivasan R, Zhuang J, Jalloul L, Novak R, Park J: IEEE 802.16 m evaluation methodology document (emd). IEEE 802.16 Broadband Wireless Access Working Group 2008.
Sayana K, Zhuang J, Stewart K: Link performance abstraction based on mean mutual information per bit (MMIB) of the LLR channel. IEEE 802.16 Broadband Wireless Access Working Group 2007.
Viholainen A, Bellanger M, Huchard M: Prototype filter and structure optimization. Technical Report PHYDYAS 007 D5.1 PHYDYAS  PHYsical Layer for DYnamic AcesS and cognitive radio JAN 2009. http://www.ictphydyas.org/delivrables/PHYDYASD51.pdf
Oppenheim AV, Schafer RWS: Discretetime signal processing. Prentice Hall 2009.
Mehlführer C, Ikuno JCC, Šimko M, Schwarz S, Wrulich M, Rupp M: The Vienna LTE simulatorsenabling reproducibility in wireless communications research. EURASIP J. Adv. Signal Process 2011, 2011(1):114. 10.1186/1687618020111
Vienna LTE Simulators LTEA Link Level Simulator Documentation, V1.2 http://www.nt.tuwien.ac.at/fileadmin/topics/simulators/LTEAlinkDoc.pdf
ns3 Mutual Information Error Model, Source Code http://code.nsnam.org/ns3.19/file/4f364b42b8e3/src/lte/model/ltemierrormodel.cc
ns3 Discreteevent Network Simulator for Internet Systems http://www.nsnam.org/
Ihalainen T, Hidalgo Stitz T, Rinne M, Renfors M: Channel equalization in filter bank based multicarrier modulation for wireless communications. EURASIP J. Adv. Signal Process 2007, 2007(1):118.
LTE EPC Network simulAtor (LENA), Ns3 Module
Piro G, Baldo N, Miozzo M: An LTE module for the ns3 network simulator. Proceedings of the 4th International ICST Conference on Simulation Tools and Techniques: March 2011 2011, 415422.
Acknowledgements
The authors would like to thank the anonymous reviewers and the editors for their constructive comments and suggestions to improve the manuscript, both in presentation and contents. The authors acknowledge Dr. Xavier Mestre for help in calculation and evaluation of the distortion and Dr. Stephan Pfletschinger for fruitful discussion of MIESM approach and help in soft demapping for link level simulator. We also would like to thank professor Tapani Ristaniemi for valuable advice and professor Timo Hämäläinen for the technical support. The authors acknowledge the financial support by the European Union FP7ICT project EMPhAtiC (http://www.ictemphatic.eu) under grant agreement no. 318362.
Author information
Affiliations
Corresponding author
Additional information
Competing interests
The authors declare that they have no competing interests.
Dmitry Petrov, Alexandra Oborina contributed equally to this work.
Authors’ original submitted files for images
Below are the links to the authors’ original submitted files for images.
Rights and permissions
Open Access This article is distributed under the terms of the Creative Commons Attribution 2.0 International License (https://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
About this article
Cite this article
Petrov, D., Oborina, A., Giupponi, L. et al. Link performance model for filter bank based multicarrier systems. EURASIP J. Adv. Signal Process. 2014, 169 (2014). https://doi.org/10.1186/168761802014169
Received:
Accepted:
Published:
DOI: https://doi.org/10.1186/168761802014169
Keywords
 FBMC
 SNDR
 Effective SNDR mapping
 Link performance
 PMR