Smart signal processing for an evolving electric grid
 Leandro Rodrigues Manso Silva^{1}Email author,
 Calos Augusto Duque^{1} and
 Paulo F Ribeiro^{2}
https://doi.org/10.1186/s1363401502297
© Silva et al.; licensee Springer. 2015
Received: 27 November 2014
Accepted: 30 April 2015
Published: 15 May 2015
Abstract
Electric grids are interconnected complex systems consisting of generation, transmission, distribution, and active loads, recently called prosumers as they produce and consume electric energy. Additionally, these encompass a vast array of equipment such as machines, power transformers, capacitor banks, power electronic devices, motors, etc. that are continuously evolving in their demand characteristics. Given these conditions, signal processing is becoming an essential assessment tool to enable the engineer and researcher to understand, plan, design, and operate the complex and smart electronic grid of the future. This paper focuses on recent developments associated with signal processing applied to power system analysis in terms of characterization and diagnostics. The following techniques are reviewed and their characteristics and applications discussed: active power system monitoring, sparse representation of power system signal, realtime resampling, and timefrequency (i.e., wavelets) applied to power fluctuations.
Keywords
1 Introduction
The increasing complexity of the electric grid requires intensive and comprehensive signal monitoring followed by the necessary signal processing (SP) for characterizing, identifying, diagnosing, protecting, and also for better unfolding the nature of certain phenomena and events. Signal processing can also be used for predicting and anticipating system behaviors; thus, SP for electrical engineering is a vital tool for separating, decomposing, and revealing different aspects and dimensions of the complex physical operation of electrical systems, in which different phenomena are usually intricately and intrinsically aggregated and not trivially resolved.
As the electric grid becomes more multifaceted, modeling and simulation become less capable of capturing the influence of the multitude of independent components within the network. Since SP deals with the actual system (no modeling abstraction or reduction, though it may be used in connection with simulations), it encompasses all without clashing and as such mediates its unity through a great diversity of aspects. Consequently, SP can detect and reveal the true nature of the electric grid behavior.
The aim of this paper is to present some useful power system signal processing applications in the context of smart grids. At the same time, it presents wellestablished SP tools applied to a power system and it introduces new concepts that would be helpful in the smart grids. “Section 2” presents the concept of active power system monitoring and processing. In this concept, an external and controlled signal is injected into the electric network and the behavior of the system due to this external stimulus is acquired and information is extracted using signal processing. Although the idea can be applied for extracting a large set of information, “Section 2” focuses on network impedance estimation, which is a practical example of active monitoring and signal processing, and it is an important parameter to be estimated in the smart grid context.
“Section 3” deals with the sparse representation of power system signal. The sparse representation, over redundant dictionary, has emerged as a potential method for detection, estimation, and compression of power system signal. Although the section focuses on signal compressing application, the authors wish to draw attention to the potential of the method for other applications, such as detection and classification. A special case comparing the compression rate between the wellestablished wavelet transform and the sparse representation is presented in this section.
“Section 4” covers the topic of realtime resampling technique, specifically the one when the fundamental frequency varies with time. In this case, the concept of arbitrary sampling rate interpolation (ASRI) is used. This concept requires a frequency estimator and uses an adaptive interpolator filter in order to synchronize the signal in real time. The adaptive filter can run using batch or sample by sample processing. After realtime synchronization, the harmonic components can be estimated using the regular fast Fourier transform (FFT) and the harmonic and subharmonic groups and subgroups can be computed according to the standard. An example showing that ASRI reduces drastically the estimation error is also discussed.
“Section 5” explores the application of timefrequency analysis (wavelet transform—WT) in generation and load profiles. Through the analysis of relevant signals, the variations in the signals of different frequency ranges can be characterized. In this section, the power fluctuations in a small 10kV distribution network (acting as a microgrid) are analyzed using WT and the results show that the tool is useful both for the characterization of possible electricity storage devices and the determination of the required balancing capacities.
Finally, “Section 6” presents the conclusions of this paper.
2 Passive versus active power system monitoring and processing
On the other hand, active invasive monitoring methods rely on the fact that an external disturbance is injected into the network and the resultant voltage/current is measured at the measuring point (MP) [5–12]. Such methods often have better accuracy than noninvasive methods but may cause interference in the electrical network, and the equipment used to inject the transient signal increases the cost in comparison to the noninvasive methods.
Invasive methods are generally divided into transient and steadystate measurementbased procedures. Transientbased methods use capacitor switching to provoke transient disturbances into the network to rate the frequencydependent network impedance by the ratio between the measured voltage and current. Otherwise, steadystatebased methods use voltage and current, pre and postdisturbance, to determine network impedances for each harmonic frequency.
In [6], for example, the authors propose a steadystate method that injects a squarewave current waveform, with constant frequency and magnitude, in order to measure the harmonic impedance of a microgrid.
The method proposed in [7] uses a thyristor to create a controlled short circuit at the measurement point. The short circuit produces a pulse current and a voltage distortion, which is used to estimate the system impedance. The method is able to estimate the harmonic impedance even in the presence of nonlinear loads. The process uses the extraction of the transient signals from the recorded voltage and current waveforms by subtracting two consecutive cycles of the waveform. The transient signals are produced by using multiple firing angles to improve the precision at the frequencies with low transient current energy.
In [8], the method is based on processing the voltage and current transients generated when a power transformer is switched on. The discrete Fourier transform is applied to determine the harmonic components of voltage and current, and consequently, the harmonic impedance is calculated. However, this method is only suitable for the determination of loworder harmonic impedance values in AC supply systems.
In [9], the authors present an improved power system impedance measurement technique based on a power converter that injects a shortduration spike current at the MP. The advantage is that the width and weight of the spike can be controlled to minimize the disturbance on the grid. The fact that the spike length can be controlled means that the harmonic content injected may have some control; however, this control is not effective once the increasing of the frequency range requires the spike to be close to an impulse signal, which is not feasible.
Despite of the problems regarding the invasive method, such as costs, lack of frequency control, and network perturbation, they point to a very attractive methodology for identifying the electrical parameters and performing reliable diagnoses: the active monitoring and processing. Keeping the proportions in mind, active monitoring and processing are similar to medical examinations performed on patients, where a controlled signal or substance is injected to obtain accurate information about the health of the patients. The drawbacks of active monitoring can be minimized if part of the smart grid infrastructure is used to improve the system performance and reduce cost. This concept is supported by the fact that renewable generation will increase significantly in this new scenario. The power electronic interface for the renewable generation will be fundamental to the new generators, and it can be designed to inject power and exchange information within the network. In fact, the network parameter seen from the point where the generator will be installed is a relevant parameter for the voltage source inverter (VSI) control. For example, in [11, 12], current harmonic is injected from the VSI with the goal of grid impedance information.

Frequency controls, so the network can be excited at the frequency range of interest.

The transient generated by the injected signal at network should be controlled, so the power system is minimally disturbed.

The injected signal should be generated as simply as possible, which means at a low cost as possible.
2.1 Where to go on active monitoring and processing
The results presented above are a preamble of possibilities that can be explored through active monitoring and processing for diagnoses and electrical parameter estimation. In the new scenario of smart grid, the network complexity will require new methods to overcome new problems that are to come and some that are still a challenging topic. Active monitoring seems to be a useful tool to help with problems such as the harmonic distortion responsibility, islanding detection, resonance detection in the network, and smart power quality diagnostics.
3 Sparse representation of power system signal
Signal monitoring and data acquisition are increasingly being required in contemporary scenarios of power systems. Several applications need realtime monitoring and/or offline analysis such as protection, control, and power quality (PQ) analysis. In many cases, acquisition and storage of raw data are required. This is sustained by the fact that the offline processing of this data can provide information not shown in the realtime analysis, allowing further system enhancement, troubleshooting, and algorithm optimization among others [16, 17]. However, most of the conventional recorders are application oriented, acquiring either a short term of failure signal or a specific disturbance signal [18, 19].
The raw data recorded will always be of great importance in power systems and especially with the growth of smart grids. However, continuous raw data recording of electrical signal is not a simple task due the large amount of data to be recorded. In this way, an efficient disturbance detector [20] and data compressor algorithms assume important roles in the new smart grid scenario.
The discrete wavelet transform (DWT) [21, 22] has been extensively used in lossy compression applications. However, recently, sparse representation [23–27] has emerged as a potential method for compression, as well as detection and estimation in power system applications. Thus, this section will present a brief review of this new signal processing technique and present promising results in compression application that can be part of a future PQ data or system performance recorder.
Despite the fact that most of the references on sparse representation focuses on image compression, there are some that address power system applications. In [24], the author uses sparsity constraints and adaptive pursuit techniques for transient detection in power system signals. In [25], the authors propose to carry out a coherent representation of electrical signals through adaptive decomposition using exponentially damped sinusoidal components, and for that, an intermediate step with Gabor atoms is necessary. In [26], the same authors eliminate the use of Gabor atoms working directly with a dictionary formed by damped sinusoids.
The application of sparse approximation techniques faces two main problems: (i) algorithms for performing sparse decomposition and their performance analysis and (ii) dictionary composition methods. The most widely used algorithm for solving the first problem is the matching pursuit [27] or some of its variations. The second problem could be addressed in two ways: using a predefined dictionary or a learning strategy. The former is simpler and the latter more flexible. Since the compression application needs to be done online, the simpler option is the best choice.
If the dictionary represents a simple basis, the decomposition will be unique. However, comprehensive dictionaries are more useful since they allow different decompositions of the signal, and in this way, compression applications must seek the sparsest one. One strategy widely used is building the dictionary as a union of orthogonal basis. In power systems, the wavelet basis is widely used due to its capacity of representing transient phenomena; however, it is not efficient in representing harmonic components (a large number of wavelet coefficients are necessary). One basis that is efficient for harmonic representation is the Fourier basis. Thus, the idea of building a dictionary as a union of the wavelet and the Fourier bases seems to be very attractive. In this way, the efficiencies in transient and harmonic representations are put together.
In the following example, the dictionary was built containing sine and cosine up to the 50th harmonic order and wavelet signals derived from a Daubechies 3 and a tree of three levels. The size of the dictionary is 512 rows (number of samples of the signal) per 612 columns (100 harmonic and 512 wavelet components). The algorithm used to evaluate the sparse representation was the orthogonal matching pursuit (OMP) [27]. The OMP is a greedy algorithm that in each iteration searches for the dictionary element that has the biggest inner product with the residual.
It can be noted in Fig. 6 that using the wavelet technique, 91 coefficients were necessary while using the sparse representation with the proposed dictionary, only 19 coefficients were used. As mentioned earlier, the composition of the proposed dictionary outperforms the DWT in the representation of stationary components.
Comparison of the methods [52]
Disturbance  DWT  Sparse 

Sag/swell  69  31 
Harmonics  103  13 
Transients  87  25 
Harmonics + transients  101  31 
Analyzing the results in Table 1, it is clear that the sparse representation technique performs better than the wavelet. It is due to the proposed dictionary that uses a wavelet basis together with sinusoidal components, combining the capacity of representing transient phenomena of the wavelets with the ability of the Fourier basis in representing sinusoidal steadystate signals. One drawback of the sparse representation technique is the computational complexity that is related to the dictionary size. Therefore, dictionary structures must be studied in order to lower the dictionary dimension as well as the decomposition algorithms that are simpler and faster to run in real time.
3.1 Where to go on sparse representation
Sparse representation of signals has received a great attention in recent years. The search for a redundant dictionary that guarantees compact representation using atoms that has physical interpretation for the signal has two advantages: at the same time the signal is compressed efficiently, information regarding the signal composition can be obtained with direct help to classification and estimation task. A single example presented above, where the signal was composed of harmonic and transient, shows the ability of the method for the detection and classification tasks through the knowledge of the atoms used to represent the signal. Harmonic estimation follows directly by analyzing the energy of each Fourier atom added. The problem of sparse representation resides in the computation burden to reach the atom components and to find the best dictionary for the application. We believe that this new area has several possibilities for research and development of new solutions for smart grid.
4 Realtime resampling technique
Harmonic and interharmonic measurements are widely used in power quality (PQ) monitoring for characterizing the quality of energy and for troubleshooting. The FFT is the main signal processing tool used to characterize the magnitude spectrum of the input signal (voltage or current). However, that nonparametric tool, used for spectrum analysis, has wellknown problems when the sampling rate is not synchronous with the fundamental component or when the signal is distorted by the interharmonic component [28–31]. Both can lead to misinterpretation of the spectrum content.
The asynchronous sampling rate leads to the spectral leakage that introduces spurious peaks into the computed spectrum that can be misunderstood as interharmonics. The spectrum leakage can be reduced if an appropriate window is used in the substitution of the rectangular window, or it can be eliminated by synchronization of the sampling rate.
The interharmonic causes the picket fence effects if the frequency falls between two adjacent bin components. The bin is the smallest resolution in the spectral analysis which is determined by the window length. The picket fence effect results in spectral leakage as well.
The International Electrotechnical Commission addresses the harmonic and interharmonic measurement in the IEC 6100047 [32]. The standard defines the FFT as the digital signal processing tool applied to a data buffer obtained by synchronous sampling of the signal multiplied by a rectangular window. The buffer size must be such that it contains 10 integer cycles of the fundamental component for a 50Hz system or 12 integer cycles for a 60Hz system. This window length defines 5 Hz of frequency resolution. Furthermore, the maximum harmonic to be measured is defined to be the 50th harmonic.
A variety of methods have been developed in the area of harmonic and interharmonic analysis in the last decade. Some of them address the IEC standard and propose some kind of modification, such as the use of the Hanning window, Kalman filter, etc. [33–35]. However, the synchronization of the sampling rate is the main point to guarantee accuracy in the estimation of the harmonics and interharmonics.
The synchronization requires a frequency estimation algorithm. For this purpose, there are a lot of frequency estimation algorithms [36–41]. All of them work appropriately in a normal situation, which means in stationary or quasistationary signals; however, they are inaccurate in some situations such as the following: (i) the interharmonics (subharmonic) are close to the fundamental frequency and (ii) during sag or transient disturbs. In those cases, there are large deviations between the estimated frequency and the actual frequency, which compromise the accuracy of other parameters whose estimators are frequency dependent. While the IEC standard places a flag in the case of disturbance, warning the user that the processed information cannot be valid, there is no indication in the case of frequency deviation due the subharmonic presence. This deviation is seldom noticed in literature; however, with the growing of the renewable generation, the voltage fluctuation is expected to increase as well, and a new frequency estimation algorithm robust to voltage fluctuation must be investigated.
If the frequency estimation is available accurately, then synchronization can be performed by adapting the sampling time at the hardware level or by keeping the sampling time fixed and performing a resampling technique or time interpolation. The last approach is generally preferred by designers, since modification resides at the software level. Resampling or interpolation techniques can be performed using batch processing or sample by sample. In both cases, realtime processing and nofractional resampling may be required. Nofractional resampling or interpolation means that the rate of interpolation is not an integer and in a more general case neither rational. For integer or fractional interpolation, there are good algorithm using an interpolator and decimator structure [42, 43]; however, as the system frequency varies continuously, the concept of arbitrary sampling rate interpolation (ASRI) should be used [44–51].
 i)
Estimation of the fundamental frequency f _{1} from the samples of the input signal x[n]
 ii)
Calculation of the resampling moments α
 iii)
Resampling of the signal x[n] at the moments 2 + α using interpolation in time domain, giving rise to the output signal y[n]

Spline interpolation does not pass through the knot points; this means that some small errors are expected at the knot points. To reduce these errors, the Bspline least square [47] and the Bspline inverse function [53, 54] are used.

If the sampling frequency is much higher than the maximum frequency present in the signal that will be interpolated. The Lagrange interpolator leads to better results with smaller computational effort; otherwise, the spline interpolator should be preferred.
4.1 Where to go on realtime resampling
Multirate systems require different sampling rates for adequate signal processing. As a consequence, sampling alteration becomes a necessity as the different techniques are used to analyze the same signal. This section discussed the arbitrary sampling alteration, a very important point when the frequency varies continuously. As the electrical signal of the future smart grid becomes highly time varying and a variety of analyses will have to be done on the same signal, the adequate sampling rate for the different parameters being extracted becomes an important aspect of the overall signal processing analysis. Again, a good frequency estimator is the key for the successes of the interpolation techniques.
5 Timefrequency applied to power fluctuations caused by intermittent renewable generation and load variations
A timefrequency method, such as the wavelet transform (WT), is an appropriate tool for the analysis of nonstationary signals. Unlike conventional frequency analysis methods, wavelets give information about the range of frequency components of a signal as a function of time. The first time that WT was suggested to be applied in the power system area was in the IEEE Working Group on Harmonic Modeling Simulation in 1993 and subsequently published in 1994 [56]. After that, several works have been published addressing power system application with emphasis on the following areas: power quality analysis and monitoring, power system protection [57], wind power forecasting [58, 59], and, more recently, fluctuation identification caused by renewable energy sources (RES) [52, 60]. This section explores the application of WT in generation and load profiles. Through the analysis of relevant signals, the variations in the signals of different frequency ranges can be characterized. In this section, the power fluctuations in a small 10kV distribution network (acting as a microgrid) are analyzed using WT.
From all wavelet components P _{DWT}(k, n) that represent a certain frequency range, a number of components are selected that contribute most to the original signal P(t) as follows from Eq. 3. The selection of these components is based on the root mean square (RMS) value of each individual component.
5.1 A smart microgrid example
From Fig. 13, it can be concluded that A _{10,n } is the component with a daily profile (T _{ s,k } = 2^{10}.90 s ⇒ 1.07 days) and has the largest share in the original signal. Generator G must therefore be able to ramp up and down within this period. If generator G is able to follow the fluctuations within a 1day period, it will be able to produce the synthetic profile as shown in Fig. 13. To provide the difference in power between the synthesized and the original profiles, an electricity storage device can be added to the microgrid under study. As shown in this example, the wavelet analysis can be used to characterize both the generator G and the required electricity storage device.
5.2 Where to go on wavelet application on smart grid
The increasing complexity of the electric grid requires new signal processing techniques which can be used to analyze power systems. It is proposed, for example, that wavelet analysis can be applied to determine fluctuation patterns in generation and load profiles. This is achieved by the filtering of its wavelet components based on their RMS values, and it is possible to identify the most relevant scaling factors from the analysis.
The application of wavelet analysis, as described in this section, may prove useful both for the characterization of possible electricity storage devices and the determination of the required balancing capacities. It can also aid energy companies to make improved bids in energy markets by having specific information on the characteristic fluctuations of its renewable generation, and it provides them with the ability to counteract these by using conventional generation and electricity storage. In the future, the application of wavelets to analyze generation and load signals may prove very useful for agents responsible for the operation and control of the network. These agents could use wavelet analysis to improve their response performance. Moreover, wavelet analysis can be applied to analyze price signals in these timedependent energy markets.
6 Conclusions
This paper presented some advantageous application of signal processing in the context of smart grid. With the growing complexity of power system network characterized by the proliferation of disperse, distributed, and renewable generation and the introduction of new nonlinear generation and loads, some common tasks tend to be so multifaceted that traditional techniques will not be able to deal with them appropriately. Advanced signal processing techniques will be essential to support the tasks of protection, operation, monitoring, and expansion, among others. Thus, one of the skills that a new professional in the power system field must have is the ability to use interchangeably a number of advanced signal processing techniques already available.
Declarations
Acknowledgements
The authors would like to thank CAPES, CNPq, and FAPEMIG for supporting this work.
Authors’ Affiliations
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